All Collections
Vendors
ProSites
Will the website be compliant?
Will the website be compliant?

ProSites

Whitney Kendrick avatar
Written by Whitney Kendrick
Updated over a week ago

Yes, all content and imagery are reviewed by a Compliance Officer prior to taking a website live and is approved for FINRA and SEC regulations. 

We will also go one step further and work with your broker/dealer to ensure the website contents are compliant with their regulations by providing a PDF of the site for review. 

All websites for Financial Advisors are setup with broker check links, a general website disclosure, and tax disclosure.

Did this answer your question?